Showing 2 posts from March 2019.
March 20, 2019
SEC-Regulated Companies Should Address Cybersecurity to Avoid Enforcement Risks
If 2018 was any indication, cybersecurity compliance should be high on the list of SEC-regulated companies’ priorities in 2019. Take, for example, the SEC’s 2018 enforcement action against Voya Financial Advisor, Inc. (“Voya”) for violation of the Red Flags Rule, which resulted in a $1 million settlement. Read More ›
Categories: Compliance, Cybersecurity
Posted by: Amanda J. Dernovshek, Taylor A. Gast
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March 5, 2019
Three Steps to Forming a Charity or 501(c)(3) Organization
There are three general steps to forming a charity. If these steps have not occurred, your organization may not be tax-exempt and your donors may not be entitled to tax benefits. Below is a brief summary of the steps. Read More ›
Categories: Non-profit, Tax-Exempt Organizations
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