Showing 1 post from March 2019.
March 20, 2019
SEC-Regulated Companies Should Address Cybersecurity to Avoid Enforcement Risks
If 2018 was any indication, cybersecurity compliance should be high on the list of SEC-regulated companies’ priorities in 2019. Take, for example, the SEC’s 2018 enforcement action against Voya Financial Advisor, Inc. (“Voya”) for violation of the Red Flags Rule, which resulted in a $1 million settlement. Read More ›
Categories: Compliance, Cybersecurity
Posted by: Amanda J. Dernovshek, Taylor A. Gast
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