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Showing 2 posts from March 2019.

SEC-Regulated Companies Should Address Cybersecurity to Avoid Enforcement Risks

If 2018 was any indication, cybersecurity compliance should be high on the list of SEC-regulated companies’ priorities in 2019. Take, for example, the SEC’s 2018 enforcement action against Voya Financial Advisor, Inc. (“Voya”) for violation of the Red Flags Rule, which resulted in a $1 million settlement. Read More ›

Categories: Compliance, Cybersecurity

Three Steps to Forming a Charity or 501(c)(3) Organization

There are three general steps to forming a charity. If these steps have not occurred, your organization may not be tax-exempt and your donors may not be entitled to tax benefits. Below is a brief summary of the steps.  Read More ›

Categories: Nonprofit, Tax-Exempt Organizations